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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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IFPRU 6.1 Market risk requirements

As Published: 2019

IFPRU 6.1 Market risk requirements

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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IFPRU 6.3 Expectations relating to internal models

As Published: 2019

IFPRU 6.3 Expectations relating to internal models

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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