Search Result

621 - 640 of 1552 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party