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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

REC 4.7 The section 297 power to revoke recognition

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 2.1 Case selection and the use of enforcement powers

SYSC 19A.3 Remuneration principles for IFPRU investment firms

DISP 1.11 The Society of Lloyd's

SUP 10A.13 Application for approval and withdrawing an application for approval

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

FIT 2.3 Financial soundness

COND 1.1A Application

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

COND 2.7 Business model

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974