Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

…

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

…

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 13.7 Contractual netting

CONC 11.1 The right to cancel

SUP 10A.5 Significant-influence functions

SUP 11.5 Notifications by firms

PERG 5.14 Exemptions

COBS 12.4 Investment recommendations

PERG 8.3 Financial promotion

MAR 9.2 Authorisation and verification

RCB 1.1 Introduction to sourcebook

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS