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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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PERG 5.1 Application and purpose

FEES 13.2 The IML levy

LR 5.3 Requests to cancel or suspend

PERG 9.10 Significance of being an open-ended investment company

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

SYSC 18.1 Application and purpose

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

DEPP 6.6 Financial penalties for late and incomplete submission of reports