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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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PERG 13.4 Financial instruments

FEES 4.2 Obligation to pay periodic fees

COLL 12.3 EEA UCITS management companies

PERG 13.5 Exemptions from MiFID

DTR 8.5 Supervision of primary information providers

COBS 19.1 Pension transfers, conversions, and opt-outs

INSPRU 1.5 Internal-contagion risk

PERG 12.3 Rights under a personal pension scheme

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 1.1 Application

MAR 1.3 Insider dealing

DISP 1.10 Complaints reporting rules

FEES 3.2 Obligation to pay fees

APER 4.2 Statement of Principle 2

PERG 8.33 Introducing

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

COLL 8.4 Investment and borrowing powers

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

CONC 7.11 Disclosures relating to “authority” or “status”

DTR 5.8 Procedures for the notification and disclosure of major holdings