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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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