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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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IFPRU 8.2 Large Exposures

BIPRU 5.7 Unfunded credit protection

SYSC 6.1 Compliance

IPRU-INV 2.1 APPLICATION

SUP 12.1 Application and purpose

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PRIN 1.2 Clients and the Principles

COND 2.3 Effective supervision

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

IFPRU 6.3 Expectations relating to internal models

SUP 15.11 Notification of COCON breaches and disciplinary action

COLL 4.2 Pre-sale notifications

COND 2.2 Location of offices

SUP 4.3 Appointment of actuaries

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

CREDS 10.1 Application and purpose

IPRU-INV 5.8 Calculation of own funds and liquid capital

REC 2.7 Access to facilities

DISP 1.1A Complaints handling requirements for MiFID complaints

MAR 10.4 Position reporting