Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

…

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 3.1 The Regulatory Decisions Committee

LR 5.5 Miscellaneous

EG 4.14 Joint investigations with the PRA

LR 19.1 Application

REC 3.16 Information technology systems

LR 1.3 Information gathering and publication

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

FIT 2.2 Competence and capability

BIPRU 3.2 The central principles of the standardised approach to credit risk

PERG 13.7 The territorial application of MiFID [deleted]

COLL 6.13 Record keeping

SUP 16.5 Annual Close Links Reports

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

PERG 1.1 Application and purpose

SUP 16.16 Prudent valuation reporting

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 14.3 Continuing obligations

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures