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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

…

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2019

PERG 4.14 Mortgage activities carried on by professional firms

…

CONC 4.5 Commissions

As Published: 2020

CONC 4.5 Commissions

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

As Published: 2014

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

COBS 8.1 Client agreements: non-MiFID designated investment business

As Published: 2007

COBS 8.1 Client agreements: non-MiFID designated investment business

…

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

…

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

…

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

…

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

…

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

…

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

…

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

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