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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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Effective Period

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EG App 3.3 SFO

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 9.3 Continuing obligations: holders

COLL 11.1 Introduction

SUP 16.16 Prudent valuation reporting

COND 1.1A Application

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 14.3 Continuing obligations

SUP 16.11 Product Sales Data Reporting

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SYSC 12.1 Application

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures