Search Result

61 - 80 of 1187 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor