Search Result

1181 - 1200 of 1324 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

IFPRU 11.6 Contractual recognition of bail-in

As Published: 2015

IFPRU 11.6 Contractual recognition of bail-in