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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights