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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 15.2 General

As Published: 2011

PERG 15.2 General

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2019

PERG 4.14 Mortgage activities carried on by professional firms

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's