Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

CONC 11.2 Right of withdrawal: P2P agreements

LR 5.2 Cancelling listing

LR 9.2 Requirements with continuing application

COND 2.2 Location of offices

REC 3.4 Members of the management body and internal organisation

PERG 4.10 Exclusions applying to more than one regulated activity

REC 3.1 Application and purpose

COLL 5.2 General investment powers and limits for UCITS schemes

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

CONC 12.1 Application and purpose

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COLL 11.6 Winding up, merger and division of master UCITS

LR 17.3 Requirements with continuing application

PERG 13.3 Investment Services and Activities

FIT 1.3 Assessing fitness and propriety

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

PERG 2.5 Investments and activities: general

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

IPRU-INV 5.8 Calculation of own funds and liquid capital