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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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