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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

ICOBS 6.2 Pre-contract information: general insurance contracts

COBS 9.1 Application and purpose provisions

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

BIPRU 12.2 Adequacy of liquidity resources

MIPRU 4.4 Calculation of capital resources

SUP 5.5 Duties of firms

MAR 5.6 Reporting requirements

BIPRU 4.7 The IRB approach: Equity exposures

REC 3.2 Form and method of notification

MAR 5A.9 Suspension and removal of financial instruments

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]