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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application