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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties