Search Result

361 - 380 of 1369 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

IFPRU 6.2 Guidance on market risk

As Published: 2019

IFPRU 6.2 Guidance on market risk

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

IFPRU 6.3 Expectations relating to internal models

As Published: 2019

IFPRU 6.3 Expectations relating to internal models

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers