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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

FEES 5.9 Leaving the Financial Ombudsman Service

DTR 4.1 Annual financial report

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

LR 9.6 Notifications

PERG 15.6 Territorial scope

REC 3.5 Disciplinary action and events relating to members of the management body

FEES 6.7 Payment of levies

LR 8.3 Role of a sponsor: general

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

REC 4.7 The section 297 power to revoke recognition

SUP 16.15 Reporting under the Electronic Money Regulations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy