Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 9.3 Notification and information

IFPRU 2.2 Internal capital adequacy assessment process

COBS 20.2 Treating with-profits policyholders fairly

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

REC 2.15 Discipline

EG 7.6 Private warnings

SUP 9.2 Making a request for individual guidance

GENPRU 2.2 Capital resources

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

SYSC 19C.3 Remuneration principles

EG 7.1 The FCA’s use of sanctions

COND 2.7 Business model

SUP 18.4 Friendly Society transfers and amalgamations

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 8.4 Reliance on waivers

EG 3.1 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

SUP 11.7 Acquisition or increase of control: assessment process and criteria

REC 4.7 The section 297 power to revoke recognition

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)