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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application