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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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Similar To

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 10C.1 Application

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

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COBS 11.6 Use of dealing commission [deleted]

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

PERG 8.23 Regulated activities

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PERG 2.5 Investments and activities: general

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

PERG 4.14 Mortgage activities carried on by professional firms

LR 5.4A Transfer between listing categories

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 5.2 Cancelling listing

IFPRU 4.5 Internal ratings based approach: definition of default

APER 4.4 Statement of Principle 4

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling