Search Result

461 - 480 of 937 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments