Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

…

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 7.2 Interviews

SYSC 4.4 Apportionment of responsibilities

SUP 12.9 Record keeping

REC 3.1 Application and purpose

COBS 4.13 UCITS

SYSC 19A.1 General application and purpose

LR 8.4 Role of a sponsor: transactions

EG 15.4 Disqualification under section 249 or section 261K

CONC 2.10 Mental capacity guidance

LR 4.2 Contents and format of listing particulars

TC 2.1 Assessing and maintaining competence

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG App 3.1 The FCA

FEES 6.4 Management expenses

SUP 8.3 Applying for a waiver

SUP 8.1 Application and purpose

PERG 9.2 Introduction

BIPRU 3.7 Classification of off-balance-sheet items

PERG 2.11 Persons who are exempt for credit-related regulated activities