Search Result

901 - 920 of 1704 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)