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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

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SYSC 4.5

As Published: 2015

SYSC 4.5

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

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MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

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MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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