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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

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IFPRU 6.1 Market risk requirements

As Published: 2019

IFPRU 6.1 Market risk requirements

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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