Search Result

141 - 160 of 1306 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements