Search Result

1241 - 1260 of 1534 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DISP 1.5 Complaints resolved by close of the third business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the third business day

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues