Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CREDS 7.2 General requirements concerning lending policy

CONC 6.6 Pawn broking: conduct of business

PERG 5.14 Exemptions

DTR 4.2 Half-yearly financial reports

LR 8.2 When a sponsor must be appointed or its guidance obtained

GEN 4.2 Purpose

COBS 12.4 Investment recommendations

SYSC 2.1 Apportionment of Responsibilities

PERG 8.3 Financial promotion

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 5A.5 Consequences of contravention of the cost caps

LR 9.7A Preliminary statement of annual results, and statement of dividends

MAR 9.2 Authorisation and verification

CREDS 10.1 Application and purpose

RCB 1.1 Introduction to sourcebook

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

DISP 1.4 Complaints resolution rules

LR 12.4 Purchase of own equity shares

DISP 3.3 Dismissal without consideration of the merits and test cases