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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2019

IFPRU 10.6 Application on an individual and consolidated basis

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording