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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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Similar To

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 10A.2 Purpose

PERG 13.5 Exemptions from MiFID

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SUP 17A.2 Connectivity with FCA systems

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

LR 5.2 Cancelling listing

EG 12.1 The FCA’s general approach

EG 19.18 Counter-Terrorism Act 2008

COLL 12.1 Introduction

COLL 9.3 Section 272 recognised schemes

PERG 2.3 The business element

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

PERG 8.5 In the course of business

PERG 4.12 Appointed representatives

CASS 5.3 Statutory trust

GEN 4.1 Application

PERG 8.8 Having an effect in the United Kingdom

GEN 1.2 Referring to approval by the FCA