Search Result

661 - 680 of 1528 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report