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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

IFPRU 11.6 Contractual recognition of bail-in

As Published: 2015

IFPRU 11.6 Contractual recognition of bail-in

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules