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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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