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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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SYSC 4.9

As Published: 2015

SYSC 4.9

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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