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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings