Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

REC 3.21 Criminal offences and civil prohibitions

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

COBS 3.5 Professional clients

COBS 19.7 Retirement risk warnings

PERG 10.2 General issues

LR 19.4 Continuing obligations

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 8.8 Other relevant powers

EG 19.20 Payment Services Regulations 2017

SUP 10A.12 Procedures relating to FCA-approved persons

COBS 16.2 Occasional reporting

PERG 11.1 Background

REC 3.20 Disciplinary action relating to members

REC 1.2 Purpose, status and quotations, notes or references

SUP 16.22 Reporting under the Payment Accounts Regulations

ICOBS 8.2 Motor vehicle liability insurers

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)