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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)