Search Result

241 - 260 of 1084 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)