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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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