Search Result

1 - 20 of 110 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background