Search Result

1381 - 1400 of 1591 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.23 Default

As Published: 2011

REC 3.23 Default

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 15.1 Application

As Published: 2005

LR 15.1 Application

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose