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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations