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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COND 1.3 General

As Published: 2013

COND 1.3 General

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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