Search Result

481 - 500 of 962 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose