Search Result

121 - 140 of 1167 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application